Financial market participants

Results: 278



#Item
131Financial system / Clearing house / Clearing / Futures contract / Credit default swap / IntercontinentalExchange / Derivative / Short / ACT / Financial economics / Finance / Financial markets

Central Clearing on ICE: Secure Global Derivatives Markets ICE operates leading global clearing houses that offer market participants price transparency, capital security and operational efficiency across a range of liqu

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Source URL: www.theice.com

Language: English - Date: 2013-10-07 06:26:56
132Financial system / Market maker / Options Clearing Corporation / Broker-dealer / Market liquidity / Security / Financial markets / Financial economics / Finance

NASDAQ Stock Market Rules ***** Chapter XV Options Pricing NASDAQ Options Market Participants may be subject to the Charges for Membership, Services and Equipment in the Rule 7000 Series as well as the fees in this Chapt

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Source URL: www.sec.gov

Language: English - Date: 2014-12-04 10:05:14
133United States Securities and Exchange Commission / United States securities law / Systemic risk / Broker-dealer / Fixed income market / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Securities Exchange Act / Commodity Futures Trading Commission / Financial regulation / Financial economics / Finance

Proposed Rule: Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Capital Rule for Certain Security-Based Swap Dealers

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Source URL: www.sec.gov

Language: English - Date: 2014-04-25 16:07:50
134Financial system / Finance / Market maker / Fee / Broker-dealer / Financial markets / Financial economics / Financial services

Informational Circular TO: BOX Options Participants FROM:

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Source URL: boxexchange.com

Language: English - Date: 2014-09-30 16:56:21
135Finance / Futures contract / Market liquidity / Market maker / Broker-dealer / Fee / Financial markets / Financial economics / Financial system

Informational Circular TO: BOX Options Participants FROM:

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Source URL: boxexchange.com

Language: English - Date: 2014-09-26 14:08:15
136Market maker / Market liquidity / Finance / Financial system / Financial markets / Financial economics / Fee

Informational Circular TO: BOX Options Participants FROM:

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Source URL: boxexchange.com

Language: English - Date: 2014-10-29 14:57:32
137Bonds / Securities / Securities Industry and Financial Markets Association / Stock market / Business continuity planning / Financial economics / Investment / Financial system

Informational Circular TO: BOX Participants FROM:

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Source URL: boxexchange.com

Language: English - Date: 2014-09-18 10:56:06
138Terrorism financing / Government / Australian Transaction Reports and Analysis Centre / Financial regulation / Money laundering

Microsoft Word - CEO approved version - Survey_of_Market_Participants_-_External_Report_29Nov.doc

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Source URL: www.austrac.gov.au

Language: English - Date: 2013-07-23 00:27:21
139Investment / Stock market / Banking / T2S / Financial regulation / Markets in Financial Instruments Directive / Settlement / TARGET / Eurosystem / Financial economics / Securities / Finance

T2S[removed]SUMMARY OF THE INFORMATION SESSION WITH MARKET PARTICIPANTS AND INFRASTRUCTURE REPRESENTATIVES ON TARGET2-SECURITIES (HELD AT THE ECB ON 29 AUGUST 2007)

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Source URL: www.ecb.europa.eu

Language: English - Date: 2007-09-13 11:45:33
140Europe / Securities / European System of Central Banks / Eurosystem / TARGET / Euro / Settlement / Central bank / T2S / Economy of the European Union / European Union / Financial economics

TARGET2-Securities The Pre-project Phase Jean-Michel Godeffroy ECB, Director General Payment Systems and Market Infrastructure Meeting with representatives of market participants and market

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Source URL: www.ecb.europa.eu

Language: English - Date: 2007-07-24 11:45:56
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